WaukeshaRecruiter
the smart solution for Waukesha jobs

Profit Formula Registered Client Associate- Private Client Group

Company: Wells Fargo
Location: Waukesha
Posted on: May 20, 2019

Job Description:

Job DescriptionAt Wells Fargo, we want to satisfy our customers financial needs and help them succeed financially. Were looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where youll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Wealth and Investment Management (WIM) businesses build enduring client relationships through sound, thoughtful and objective advice. We help our clients by developing individualized plans for everything from retirement goals to business succession planning, to family legacy intentions. Services include comprehensive planning and advice, investment management, brokerage, private banking, estate planning strategies, trust, insurance and both individual and institutional retirement.

Provides sales practice as well as overall administrative and operational client service support to assist the business activities of the Financial Advisor(s). Interfaces directly with clients and may solicit orders from clients, provide investment advice to clients, and cold call potential clients for brokerage accounts, under the direction of the Financial Advisor and as securities licensing and registrations permit. Provides assistance to the Financial Advisor by furnishing account information and quotes, establishing new accounts, and processing deliveries and/or payments. Performs various administrative functions for the Financial Advisor(s) and/or Branch Manager including, but not limited to, preparing forms and reports from rough drafts, as well as preparing and/or originating correspondence for the Financial Advisor, which may include marketing campaigns. Handles telephone calls and other inquiries, for research reports as well as resolving account problems. Establishes and maintains files to meet regulatory requirements, creates and produces reports and databases while establishing and maintaining files and record keeping necessary to support sales efforts. Provides knowledge and systems support to branch personnel and training for entry-level assistants.Required Qualifications


  • Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams to qualify for immediate registration (or FINRA recognized equivalents)

    Desired Qualifications

    • Strong client service skills
    • Strong attention to detail and accuracy skills
    • Effective organizational, multi tasking, and prioritizing skills
    • Good verbal, written, and interpersonal communication skills

      Job Expectations

      • Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. In addition state registration, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance.
      • For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required

        Street AddressWI-Waukesha: 20800 Swenson Dr - Waukesha, WIDisclaimerAll offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

        Relevant military experience is considered for veterans and transitioning service men and women.

        Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo, Waukesha , Profit Formula Registered Client Associate- Private Client Group, Other , Waukesha, Wisconsin

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Other Jobs


Training Specialists Needed PT/FT
Description: We are currently interviewing people TODAY to fill at home positions. AmeriPlan is recommended by and has an A rating with the Better Business Bureau. CLICK HERE to see for yourself. To request an (more...)
Company: TQS
Location: Sheboygan
Posted on: 05/20/2019

Mechanical RD Student Intern
Description: Siemens - Mechanical R D Student Intern - Hoffman Estates, Illinois - Research DevelopmentSkip to Main Content Our Stories FAQS My Dashboard US Applications Global Applications Toggle navigation My (more...)
Company: Siemens
Location: Hoffman Estates
Posted on: 05/20/2019

Part Time Beauty Advisor _PSS
Description: Part Time Beauty Advisor PSS Are you friendly, outgoing and have a passion for beauty Our Beauty Advisor jobs could be the perfect Part Time fit for you As a Beauty Advisor, you'll captivate and inspire (more...)
Company: Advantage Solutions
Location: Sheboygan
Posted on: 05/20/2019


hairdresser
Description: StylistAt Great Clips, we know that stylists like you are most happy when they're cutting hair, so at a Great Clips salon, that's exactly what you get to do Want to be the best stylist in town At
Company: Great Clips
Location: Hoffman Estates
Posted on: 05/20/2019

Grocery Shopper
Description: Shipt is a membership-based marketplace that helps people get the things they need, like fresh produce and household essentials, from stores they trust. Help people save time and have fun while you're (more...)
Company: Shipt
Location: Sheboygan
Posted on: 05/20/2019

Are You An Expert Teleprospector?
Description: TeleReach Corporate is a national telephone-marketing firm engaged exclusively in outbound business to business calls. We offer a unique opportunity with an excellent earning
Company: TeleReach Corporate
Location: Hoffman Estates
Posted on: 05/20/2019

Part Time Beauty Advisor _PSS
Description: Part Time Beauty Advisor PSS Are you friendly, outgoing and have a passion for beauty Our Beauty Advisor jobs could be the perfect Part Time fit for you As a Beauty Advisor, you rsquo ll captivate (more...)
Company: Advantage Solutions
Location: Sheboygan
Posted on: 05/20/2019

Regional CDL A Truck Driver - Earn $75k+ plus $6,000 Sign On Bonus - Home Weekly [MIL] - Sheboygan
Description: Regional CDL-A Truck DriverWhat's better than a high-paying career A high-paying truck driving career that gives you time for life. Join Hub Group and experience your ideal work/life balance. Our new (more...)
Company: Hub Group Dedicated
Location: Sheboygan
Posted on: 05/20/2019

Personal shopper
Description: Shipt is a membership-based
Company: shipt
Location: Sheboygan
Posted on: 05/20/2019

Email Marketing Processor - (Flexible Schedule)
Description: Mommy Jobs Online is now recruiting Email Marketing Processors to work remotely. Great opportunity for the perfect person that has a home office setup to work remotely. At Mommy Jobs Online our qualified (more...)
Company: Mommy Jobs Online
Location: Crystal Lake
Posted on: 05/20/2019

Log In or Create An Account

Get the latest Wisconsin jobs by following @recnetWI on Twitter!

Waukesha RSS job feeds